SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Lu Su Ping

(Last) (First) (Middle)
855 S. MINT STREET

(Street)
CHARLOTTE NC 28202

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
05/05/2025
3. Issuer Name and Ticker or Trading Symbol
HONEYWELL INTERNATIONAL INC [ - ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
checkbox checked Officer (give title below) Other (specify below)
SrVP, General Counsel, CorpSec
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
checkbox checked Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 6,728 D
Common Stock 1,033.0644 I Held in 401k plan
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Employee Stock Options (right to buy) 02/28/2021(1) 02/27/2027(1) Common Stock 7,518 119.69 D
Employee Stock Options (right to buy) 02/27/2022(1) 02/26/2028(1) Common Stock 7,310 148.79 D
Employee Stock Options (right to buy) 02/26/2023(1) 02/25/2029(1) Common Stock 8,222 154.22 D
Employee Stock Options (right to buy) 02/14/2024(1) 02/13/2030(1) Common Stock 8,563 180.92 D
Employee Stock Options (right to buy) 02/12/2025(1) 02/11/2031(1) Common Stock 6,003 202.72 D
Employee Stock Options (right to buy) 02/11/2026(2) 02/10/2032(2) Common Stock 6,248 189.72 D
Employee Stock Options (right to buy) 02/23/2027(3) 02/22/2033(3) Common Stock 4,975 194.31 D
Employee Stock Options (right to buy) 02/16/2028(4) 02/15/2034(4) Common Stock 5,454 197.68 D
Employee Stock Options (right to buy) 02/19/2029(5) 02/18/2035(5) Common Stock 5,021 209.81 D
Employee Stock Options (right to buy) 05/05/2029(6) 05/04/2035(6) Common Stock 5,781 214.01 D
Restricted Stock Units (7) (7) Common Stock 789 (8) D
Restricted Stock Units (9) (9) Common Stock 992 (8) D
Restricted Stock Units (10) (10) Common Stock 1,054 (8) D
Restricted Stock Units (11) (11) Common Stock 2,064 (8) D
Restricted Stock Units (12) (12) Common Stock 1,049 (8) D
Restricted Stock Units (13) (13) Common Stock 1,197 (8) D
Explanation of Responses:
1. The Employee Stock Options were granted under the 2016 Stock Incentive Plan with all units fully vested.
2. The Employee Stock Options were granted under the 2016 Stock Incentive Plan with 4,686 options fully vested and 1,562 units vesting on February 11, 2026.
3. The Employee Stock Options were granted under the 2016 Stock Incentive Plan with 2,488 options fully vested and 1,243 options vesting on February 23, 2026 and 1,244 options vesting on February 23, 2027.
4. The Employee Stock Options were granted under the 2016 Stock Incentive Plan with 1,364 options fully vested and 1,363 options vesting on February 16, 2026; 1,364 options vesting on February 16, 2027 and 1,363 options vesting on February 16, 2028.
5. The Employee Stock Options were granted under the 2016 Stock Incentive Plan with 25% vesting on each of February 19, 2026, February 19, 2027, February 19, 2028 and February 19, 2029.
6. The Employee Stock Options were granted under the 2016 Stock Incentive Plan and will vest in four equal annual installments, with the first installment vesting on May 5, 2026.
7. The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with all units vesting on July 30, 2026.
8. Instrument converts to common stock on a one-for-one basis.
9. The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with all units vesting on February 23, 2026.
10. The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with all units vesting on February 16, 2027.
11. The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with 681 units vesting on August 1, 2025, 681 units vesting on August 1, 2026 and 702 units vesting on August 1, 2027.
12. The Restricted Stock Units were granted under the 2016 Stock Incentive Plan with all units vesting on February 19, 2028.
13. The Restricted Stock Units were granted under the 2016 Stock Incentive Plan and will vest 33%, 33% and 34% on each of May 5, 2027, May 5, 2028 and May 5, 2029.
Remarks:
Jay Shah for Su Ping Lu 05/07/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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luconfirmingstatement
CONFIRMING STATEMENT This Statement confirms that the undersigned has authorized and designated Jay Shah and Su Ping Lu (the “Designees”) to execute and file on the undersigned’s behalf all Forms 3, 4, and 5 (including any amendments thereto) that the undersigned may be required to file with the U.S. Securities and Exchange Commission as a result of the undersigned’s ownership of or transactions in securities of Honeywell International Inc. The authority of the Designees under this Statement shall continue until the undersigned is no longer required to file Forms 4 and 5 with regard to the undersigned’s ownership of or transactions in securities of Honeywell International Inc., unless earlier revoked in writing. The undersigned acknowledges that the Designees are not assuming any of the undersigned’s responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. Dated: May 5, 2025 /s/ Su Ping Lu Su Ping Lu